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Compliance Quality Assurance

Company: RMS Computer Corporation
Location: Irving
Posted on: May 28, 2023

Job Description:

Our client, a leading global financial services company, has approximately 200 million customer accounts and does business in more than 140 countries. They provide consumers, corporations, governments and institutions with financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.Description:Role: RISK Quality Assurance Analyst - BANKING EXPERIENCE IS required.The recently established Global Business Risk and Control group is responsible for the development of consistent control frameworks and the subsequent effort to conform front line controls and monitoring to these new standards across the enterprise. The group partners with the business and Risk teams to develop consistent approaches and practices that ensure we have the right checks and balances in place to minimize errors and issues. This includes driving front line controls remediation, control risk execution, and monitoring effectiveness throughout the enterprise.Within Global Business Risk and Control, the End User Computing (EUC) Enterprise Governance group provides end-to-end management of the EUC program for Client.Responsibilities:* The EUC Enterprise Governance Quality Assurance Analyst will be responsible for executing tests in line with enterprise-wide Quality Assurance program on adherence to EUC policy, standards, and best practices. This is a global role that will work with teams across business sectors and the second and third lines of defense (i.e., Internal Audit, Compliance, Legal, Finance, Operational Risk, Credit Risk).* Manage activities related to assurance and support team on testing to ensure adherence to EUC policy. Work with team members to enforce the firm's policies with focus on EUC controls.* Assist in response to audit related inquiries in relation to assurance activities.* Conduct independent spot check reviews on targeted key risk areas. Communicate findings to team and manager. Coordinate remediation efforts with the various stakeholders.* Balance and execute near-medium-long-term action plans and partners with large/complex country, region, or business requiring coordination and execution across units. Action plans are typically to address regulatory requirements and commitments under Matters Requiring Attention (MRAs), Issues Management / Corrective Action Plans (iCAPs), Consent Order (CO) initiatives and Business re-engineering initiatives.* Collaborate with senior management in training, communications, process optimization, policy oversight, strategy, and reporting teams to identify areas of improvement and provide input to developing comprehensive training, EUC tooling development and process improvement for the EUC Program.* Working with EUC Owners, EUC Champions, and other stakeholders to comply with EUC Standards and the deployment and operation of an EUC Controls tool.* Assisting with EUC Help Desk inquiries, various EUC projects and other ad-hoc tasks as needed.* Create Data Quality checks and governance routines for EUC management.Job Skills / Qualifications* 2 years of business experience in audit, control, compliance, or regulatory management in financial services.* Ability to effectively communicate ideas, project progress, and recommendations through creative presentation materials.* Adept at queries, report writing and presenting findings.* Strong planning and coordination skills for creating brand new global cross-functional processes and activities.* Assertive and self-confident to challenge status quo and propose diverse ideas within existing processes and business practices.* Pragmatic problem-solver, forward thinker with knowledge of broader consumer financial business models and operating risks.* Strong relationship management skills with ability to deepen relationships and build partnerships across key support areas like Audit, Compliance, Chief Data Office, other Sectors, Control, CAO, Independent Risk, and Legal.* Manage and own escalations through to resolution including root cause analysis, identify fix and preventative measures.* Effective analytical skills and proactive approach to problem-solving with limited supervision* Experience in operations and technology controls and monitoring preferred.* Ability to manage competing priorities and aggressive deadlines while remaining focused on critical detail.* Proficient in Microsoft Office software (Outlook, Word, Excel, PowerPoint, Project, Visio)This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.169416Please see our complete list of jobs at:www.rmscorp.comPDN-993351c5-e487-40ac-bf90-91ce9a39378d

Keywords: RMS Computer Corporation, Irving , Compliance Quality Assurance, Accounting, Auditing , Irving, Texas

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