IrvingRecruiter Since 2001
the smart solution for Irving jobs

Compliance Assurance Sr. Analyst, AVP

Company: Citi
Location: Irving
Posted on: February 15, 2020

Job Description:

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Assurance team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent assurance activities (testing and on-going monitoring) to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues.Responsibilities:Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Assurance (CA) Plan.Participating in the planning, executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CA Plan.Executing compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan.Documenting findings and report to the Compliance Assurance management team.Assisting with development of Compliance Assurance Risk Assessments, Monitoring Monthly, and Quarterly Summaries and development and enhancement of the Compliance Assurance and Internal Audit Methodologies and Standards for auditing, testing, monitoring, and reporting.Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities.Developing effective relationships within CA function and with other stakeholders including business and technology process owners, and Internal Audit function.Promoting knowledge sharing and promulgation of best practices across ICRM and the business.Monitoring the risk environment and assesses the emerging risks through the Business Monitoring process.Informing CA management of significant compliance matters that require their attention or action.Additional duties as assigned.Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.Qualifications:Knowledge of Compliance laws, rules, regulations, risks and typologiesExperience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activitiesExtensive global compliance and audit related experience, and strong knowledge of business processes.Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills.Understanding of rules, laws, and regulations, and specific regulatory requirements.Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.Effectiveness in working within a large scale and complex matrix organization is essential.Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions.Recommends appropriate and pragmatic solutions to risk and control issues.Applies knowledge of key regulations to influence audit scope.Develops effective line management relationships to ensure strong understanding of the business.Must be a self-starter, flexible, innovative and adaptiveWork collaboratively with regional and global partners in other functional units; ability to navigate a complex organizationProficient in MS Office applications (Excel, Word, PowerPoint)Knowledge in area of focusEducation:Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree a plus-------------------------------------------------Grade :All Job Level - All Job FunctionsAll Job Level - All Job Functions - US------------------------------------------------------Time Type :------------------------------------------------------Citi is an equal opportunity and affirmative action employer.Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.Citigroup Inc. and its subsidiaries ("Citi" -) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity CLICK HERE.To view the "EEO is the Law" poster CLICK HERE. To view the EEO is the Law Supplement CLICK HERE.To view the EEO Policy Statement CLICK HERE.To view the Pay Transparency Posting CLICK HERE.PandoLogic. Keywords: Risk Analyst, Location: Irving, TX - 75060

Keywords: Citi, Irving , Compliance Assurance Sr. Analyst, AVP, Professions , Irving, Texas

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Professions Jobs


Christus Health is looking for Buyer Ii in Irving
Description: Buyer Ii - Christus HealthDescriptionReporting to and under the authority of the Manager, System Procurement, the Buyer II provides assistance throughout the department as needed to maintain an adequate (more...)
Company: Christus Health
Location: Irving
Posted on: 02/20/2020

Development Consultant, SouthWest Region
Description: Overview Are you ready to join an organization where you can be a relentless force for a world of longer, healthier lives Envision all Americans enjoying ideal cardiovascular health free of heart disease (more...)
Company: American Heart Association
Location: Waco
Posted on: 02/20/2020

CDL-A Regional Company Truck Driver - Home Weekly
Description: Average Up to 65K Annually When you go the extra mile, you should be rewarded. That s why Hill Bros. offers OTR CDL-A truck driver opportunities with excellent starting pay rates, fantastic home time, (more...)
Company: Hill Brothers Transportation
Location: Irving
Posted on: 02/20/2020


Business Intelligence Analyst
Description: Zycron has a great opportunity for a Business Intelligence Analyst with our global client in Irving, TX. This is a direct hire/permanent opportunity. Visa sponsorship is not available. No CTC or contract. (more...)
Company: Zycron, Inc.
Location: Irving
Posted on: 02/20/2020

Epic Systems Analyst Ambulatory
Description: Epic Systems Analyst Ambulatory - Christus HealthDescriptionThe Epic Systems Analyst serves as a liaison between end-users, project team members, and other Information Management resources while providing (more...)
Company: Pure Job Alerts
Location: Irving
Posted on: 02/20/2020

Regional Class A CDL Driver - 3K Sign On
Description: 888 905-0541 or apply online below today. br br OFFICIALLY THE BEST br br ACT Named One of the Best Fleets to Drive For 3 Consecutive Years 4500 SIGN ON BONUS Drive Your Pay Program allows (more...)
Company: American Central Transport
Location: Irving
Posted on: 02/20/2020

CDL-A Experienced Flatbed Truck Driver
Description: Average .61 CPM with Boyd Bros. The best flatbed truck driver jobs are right here at Boyd. Bros- the company the best drivers call home. And now, you
Company: Boyd Brothers Transportation
Location: Irving
Posted on: 02/20/2020

Class A CDL OTR Company Truck Driver
Description: Average Up to 65K Annually SEARCH JOBS When you go the extra mile, you should be rewarded. That s why Hill Bros. offers OTR CDL-A truck driver opportunities with excellent starting pay rates, fantastic (more...)
Company: Hill Brothers Transportation
Location: Irving
Posted on: 02/20/2020

Train Driver
Description: Ever dream of driving the KiddieLand train when you were
Company: Waco Lions Park/KiddieLand
Location: Waco
Posted on: 02/20/2020

CDL-A OTR Reefer/Dry Van Driver - 6 mo EXP Required
Description: OVER THE ROAD OTR DRY VAN/REEFER 10 DAYS OUT WITH 1-2 DAYS HOME AVAILABLE MCT delivers the flexibility, pay and benefits you need to make your job a balanced, satisfying part of your life This position (more...)
Company: The Driver Board
Location: Waco
Posted on: 02/20/2020

Log In or Create An Account

Get the latest Texas jobs by following @recnetTX on Twitter!

Irving RSS job feeds